Stronger-than-quantum correlations

G. Krenn
Atominstitut der Österreichischen Universitäten
Schüttelstraß e 115
A-1020 Vienna, Austria
krenn@ati.ac.at
and
K. Svozil
Institut für Theoretische Physik
Technische Universität Wien
Wiedner Hauptstraß e 8-10/136
A-1040 Vienna, Austria
svozil@tph.tuwien.ac.at

Abstract

After an elementary derivation of Bell's inequality, classical, quantum mechanical and stronger-than-quantum correlation functions for 2-particle-systems are discussed. In particular hypothetical stronger-than-quantum correlation functions are investigated which give rise to an extreme violation of Bell's inequality. Referring to a specific quantum system it is shown that such an extreme violation would contradict basic laws of physics.

1  Introduction

In 1964 Bell formulated a condition for the possibility of local hidden variable models [1] known as Bell s inequality. The fact that quantum mechanics violates Bell s inequality has caused a great variety of experimental as well as theoretical investigations. In this paper we will focus on the consequences of a violation of Bell s inequality stronger than permitted by quantum mechanics.

Consider Bell s inequality in the form of the Clauser-Horne-Shimony-Holt (CHSH) inequality [2,3]
-2 £ E(a,b)+E(a¢,b)+E(a,b¢) -E(a¢,b¢) £ 2     .
(1)
E is the quantum mechanical correlation function for two particle correlations which will be explained later in detail. For the moment it is only necessary to know that E may have values in the range of -1 to +1. In general the function E could be such that the four terms in (1) can take on values completely independent of each other. In such a case the maximum violation of the inequality is 4 and occurs for
E(a,b) = E(a¢,b) = E(a,b¢) = -E(a¢,b¢) = 1.

Now it is a well known fact that in quantum mechanics the maximum violation of Bell s inequality is 2Ö2 [4,5]. This implies that E is restricted to such functions which prevent a stronger violation than 2Ö2. Because the maximum possible violation 4 is not realized in quantum mechanics several questions arise. Is the limit of 2Ö2 forced by probability theory or by physics? Is a violation larger than 2Ö2 consistent with the foundations of quantum mechanics, e.g. the randomness of elementary processes? Would a stronger violation of Bell s inequality destroy the peaceful coexistence of quantum mechanics and relativity theory and enable faster-than-light communication? Related questions have been raised before by several authors [6,7,8,9,10,11].

Although we are not able to answer these questions in general, we will discuss a system in which stronger-than-quantum correlations would lead to inconsistencies with fundamental laws of physics. For this purpose we start with a detailed discussion of classical, quantum mechanical and stronger-than-quantum correlations.

2  Derivation of Bell s inequality

Let s consider two correlated spin-1/2 particles or equivalent systems like correlated polarized photons. On each one of the two particles measurements with two possible outcomes (+1 and -1) are performed in space-like separated regions. On the first particle a measurement of the dichotomic (two-valued) observable Ra with the possible results ra Î {-1,1} (e.g. the spin along a direction [(a)\vec] which is defined by the angle a within the plan perpendicular to the momentum of the particle) is made by observer A. Likewise, the dichotomic observable Rb with rb Î {-1,1} is measured on the second particle by experimenter B. Then for N such particle pairs a correlation function can be defined by
E(a,b) = áRa Rb ñ =
lim
N ® ¥ 
1
N
N
å
i = 1 
ra,i rb,i =
lim
N ® ¥ 
N - 2 n(a,b)
N
    ,
(2)
where n(a,b) is the number of instances in which different results in the measurements of Ra and Rb are obtained and ra,i and rb,i are the results of the measurements on the i-th particle pair. This function is +1 if all N results of observers A and B are equal (n(a,b) = 0 ; ra,i rb,i = -1-1 or ra,i rb,i = +1+1 ,   i = 1 ... N) and -1 if all N results have different sign (n(a,b) = N ; ra,i rb,i = -1 +1 or ra,i rb,i = +1 -1 ,   i = 1 ... N). In general this function takes on values in the range between -1 and +1.

The assumption of local hidden variables implies the existence of a hidden classical arena. The reader may think of a mechanism determining the results of all measurements observer A (B) may perform for each individual pair of correlated particles. In the following we consider the measurements Ra, Ra¢ of observer A and Rb, Rb¢ of observer B. With the assumption of local hidden variables the results of both measurements, Ra, Ra¢ and Rb, Rb¢, respectively, are defined simultaneously for each individual pair of correlated particles. Consider a series of N such particle pairs. For each pair the values of ra , ra¢ (rb , rb¢) are determined. Writing down these values for all N particle pairs, we get four lists as shown in Fig.1. For our considerations arbitrary lists of results can be chosen. We will demonstrate that any results which can be listed in such a way have to fulfill a simple condition which is equivalent to Bell s inequality. This condition imposes a restriction on the correlation of the results and therefore on the correlation function E.

1.00mm
Picture Omitted

Figure 1: For N pairs of correlated particles the results of measurements which may be performed by observer A (Ra, Ra¢) and B (Rb, Rb¢) are shown (``+'' stands for +1, ``-'' stands for -1). As expressed by Eq.(2) the correlation function E(a,b) is given by the number of different results in lists a and b n(a,b). In such a way the correlation of the results in lists a¢ and b¢ is defined by n(a¢,b¢) (``outer path''). At the same time a limit on the number n(a¢,b¢) is imposed by the values of n(a,b), n(a¢,b) and n(a,b¢) (E(a,b), E(a¢,b) and E(a,b¢)) (``inner path''). Only in case of local realistic results the value of n(a¢,b¢) is within this limit. Then the results of all four measurements can be defined simultaneously in agreement with E(a,b) and consequently written down as shown in this picture.

To find out the restriction for the correlation function E(a,b), we determine the number of different signs (results) in the four pairs of lists (a¢,b), (a,b), (a,b¢) and (a¢,b¢). As expressed by Eq.(2) for N particle pairs the correlation function E(a,b) is given by the number of cases n(a, b) in which different results are obtained in the measurements of Ra and Rb. Having determined the four values n(a¢,b), n(a,b), n(a,b¢) and n(a¢,b¢) (cf. Fig. 1), we make a simple observation [12].

A limit on the number n(a¢,b¢) (``outer path'' in Fig. 1) and thus on the correlation function E(a¢,b¢) (cf.Eq.(2)) is imposed by the values of n(a¢,b), n(a,b) and n(a,b¢). Along the ``inner path'' a¢®b®a®b¢ from list a¢ to list b¢ in Fig. 1 we have to change n(a¢,b) signs in the first step to get list b, n(a,b) signs in the second step to get list a, and n(a,b¢) signs in the last step to obtain list b¢. At the end of this procedure the number of different signs in lists a¢ and b¢ n(a¢,b¢) can be no greater than n(a¢,b)+n(a,b)+n(a,b¢)1. This can be expressed by the inequality
n(a¢,b)+n(a,b)+n(a,b¢) ³ n(a¢,b¢)    .
(3)

The probability P ¹ (a, b) for different signs (results) in measurements of Ra and Rb on N particle pairs can be approximated by the relative frequency n(a,b)/N. Analogously, the probability for equal signs P = (a, b) is approximately given by 1 - n(a,b)/N. By definition (2), the correlation function can be written as
E(a,b) = P = (a, b)-P ¹ (a,b) = 2P = (a,b)-1    .
(4)
Using these identities, Eq. (3) can easily be rewritten into the CHSH inequality [2] form
E(a,b)+E(a¢,b)+E(a,b¢) -E(a¢,b¢) £ 2    .
(5)
The bound from below
E(a,b)+E(a¢,b)+E(a,b¢) -E(a¢,b¢) ³ -2
(6)
can be derived by a similar argument, considering the number of equal signs (results) u(a,b) = N-n(a,b) instead of the number of different signs (results). u(a,b) satisfies the same inequality (3) as n(a,b). Bell's inequality in the form of Eq. (1) is given by the combination of (5) and (6).

We have seen that the value of the correlation function E(a¢,b¢) is related to the values of E(a,b), E(a¢,b) and E(a,b¢). Only results which can be represented as shown in Fig. 1 and thus are defined simultaneously and locally for all four possible experiments Ra,Ra¢ and Rb,Rb¢ (as by local realistic models) fulfill this relation and therefore also Bell's inequality.

Now let us consider a system whose correlations are such that the maximum number of sign changes along the ``inner path'' (n(a¢,b)+n(a,b)+n(a,b¢)) is smaller than the number of sign changes along the ``outer path'' (n(a¢,b¢)). Then not a single set of lists (a, b, a¢, b¢) exists, which satisfies all the correlations as defined by n(a¢,b), n(a,b), n(a,b¢) and n(a¢,b¢) (E(a¢,b), E(a,b), E(a,b¢) and E(a¢,b¢)) simultaneously. A certain fraction of the results in lists a¢ and b¢ would always be inconsistent with the values of the correlation functions. For the maximum violation of Bell s inequality permitted by quantum mechanics - 2Ö2 - this fraction is (Ö2-1)100 » 40%. For stronger-than-quantum correlations this fraction reaches 100% in the limit of a violation of Bell s inequality with the maximum value 4 (cf. section 4).

3  Classical and quantum mechanical correlations

Bell s inequality is a condition which must be fulfilled by local realistic, i.e. classical correlation functions. Quantum mechanical correlation functions violate Bell s inequality by a maximum value of 2Ö2:
| Eqm(a¢,b)+Eqm(a,b)+Eqm(a,b¢) -Eqm(a¢,b¢) | £ 2Ö2     .
In the following we will give an example for a classical as well as a quantum mechanical correlation function.

First of all we consider pairs of correlated classical particles with total angular momentum zero. [(j1)\vec] and [(j2)\vec] are the classical angular momenta of particle 1 and 2, respectively. Then, by measuring the angular momentum of particle 1 (2) along a direction [(a)\vec] ([(b)\vec]) defined by the angle a (b) within the plane perpendicular to the momentum of the particles the classical observable Ra = sgn ([(a)\vec] ·[(j1)\vec]) (Rb = sgn ([(b)\vec] ·[(j2)\vec])) can be defined. It can be shown [1] (see also [13,14]) that for such observables the classical correlation function is given by
Ec(a,b) = Ec(q) = 2 q
p
-1     ,
(7)
where q is the relative angle |a- b|. By comparing this function with Eq. (4) we find that
P = (q) = q
p
    .
(8) This corresponds to the expectation that the probability for equal results in measurements of Ra and Rb (P = (q)) is proportional to the relative angle q. By inserting (7) into (5) one can easily see that Bell s inequality is not violated, which also implies that condition (3) is fulfilled.

To derive a quantum mechanical correlation function we now consider two particles of spin j in a singlet state. Then the correlation function is given by (cf. appendix and ref. [15])
C(q) = - j(j+1)
3
 cosq    .
(9)
Again q is the relative angle |a- b| of two angles within the plane perpendicular to the momentum of the particles. To be comparable to the classical correlation function, the quantum correlation function must be normalized such that Eqm(p) = -Eqm(0) = 1 (Eqm(q) = 3/[j(j+1)] C(q)). Thus for two correlated spin-[1/2] particles in a singlet state the quantum mechanical correlation function is given by
Eqm(a,b) = - ®
a
 
· ®
b
 
= Eqm(q) = -cosq    ,
(10)
where the vectors [(a)\vec] and [(b)\vec] are defined by the angles a and b within the plane perpendicular to the momentum of the particles.

Ec(q) and Eqm(q) are drawn in Fig.2. One can see that for almost all angles q, the quantum mechanical correlations are stronger than the classical ones. Therefore Eqm violates Bell s inequality but the violation does not exceed 2Ö2 as one can proof by inserting (10) into (5). Results described by a quantum mechanical correlation function Eqm can in general not be represented consistently by local realistic models. As demonstrated for the angles a, a¢ and b, b¢ the results of the measurements Ra¢ and Rb¢ can not be defined in such a way as to correspond to Eqm(a¢,b¢) as well as to Eqm(a,b), Eqm(a¢,b) and Eqm(a,b¢).

4  Stronger-than-quantum correlations

We now turn our attention to -merely hypothetical- ``extremely nonclassical correlations'' and assume a stronger-than-quantum correlation function of the form
Es(a,b) = Es(q) = sgn (2q/ p-1) = sgn (Ec(q))    ,
(11)
where Ec(q) is the classical correlation function (7). Es(q), along with Ec(q) and Eqm(q), is drawn in Fig. 2. One can clearly see that Es(q) takes the tendency of the quantum correlation function to exceed classical correlations to an extreme. This is also expressed by the fact that, since for x = 2q/ p-1 and 0 £ q £ p
sgn (x)
=
ì
ï
í
ï
î
-1   
for  x < 0
0   
for  x = 0
+1   
for  0 < x
=
4
p
¥
å
n = 0 
sin[(2n+1)x]
(2n+1)
=
4
p
¥
å
n = 0 
(-1)n cos[(2n+1)(x-p/2)]
(2n+1)
    ,
(12)
the quantum mechanical correlation function can be attributed to the first summation term in Eq. (12). By considering also terms of higher order in expansion (12) we get correlations which are stronger than the quantum correlations. Then Bell s inequality is violated by a larger value than 2Ö2.

The extreme correlation expressed by Es(q) implies that for angles a, b with p/2 £ |a- b| £ p, the results of observers A and B are perfectly correlated (Es(q) = 1 ,  ra,i rb,i = + + or - - ,  i = 1 ... N), whereas they are perfectly anticorrelated ( Es(q) = -1 ,  ra,i rb,i = + - or - + ,  i = 1 ... N) for angles a, b with 0 £ | a- b | £ p/2. This cannot be accommodated by any classical theory under the assumption of local realism, nor can we think of any quantum correlation satisfying it.

1.00mm
Picture Omitted

Figure 2: Ec(q), Eqm(q) and Es(q).

The hypothetical correlation function Es(q) gives rise to a maximum violation of Bell's inequality, since for the four angles a = p, a¢ = 6 p/ 8, b = p/ 8 and b¢ = 3 p/ 8
Es(a, b)+ Es(a¢, b) +Es(a,b¢)-Es(a¢,b¢) = 4.
A violation of Bell's inequality by the maximum value of 4 has also been studied by Popescu and Rohrlich [8] and, for a classical system, by Aerts [16]. As already mentioned in the introduction it has been shown that the maximum violation of Bell's inequality permitted by quantum mechanics is 2Ö2 [4,5].

For the angles a = p, a¢ = 6 p/ 8, b = p/ 8 and b¢ = 3 p/ 8 we now try to write down results which are correlated as defined by Es(a,b) in the same way as shown in Fig.1 . Because n(a¢,b) = n(a,b) = n(a,b¢) = 0 (Es(a, b) = Es(a¢, b) = Es(a,b¢) = 1) the results in lists a¢ and b¢ have to be identical. This demand is satisfied by the list bin ¢ in Fig.3. At the same time these results have to be sign-reversed because n(a¢,b¢) = N (Es(a¢,b¢) = -1), which is expressed by the list bout ¢.

In contrast to the classical case (Fig.1) it s now no longer possible to find four lists of results which satisfy the correlations as described by Es(a, b) (11). Therefore two different lists b¢ (bin ¢, bout ¢) are shown in Fig. 3. Of course the fraction of different results in these two lists may vary depending on the function E. A comparison of the correlation functions discussed in this paper (Ec, Eqm and Es) is given in table 1. For Es the fraction of different results in lists bin ¢ and bout ¢ is 100 % (cf. Fig.3). For classical correlation functions (Ec) this fraction is 0 % (bin ¢ = bout ¢ = b¢) and for quantum mechanical correlation functions (Eqm) it is smaller than (Ö2-1) 100 » 41.42 %. Whereas Eqm contradicts local-realistic models only on a statistical level, Es leads to a complete contradiction. This means that out of all N particle pairs there is not a single one to which a consistent quadruple of outcomes (ra,ra¢, rb and rb¢) can be assigned. Consequently a violation of Bell s inequality by the maximum value of 4 would be a two-particle analogue to the GHZ argument [17].

1.00mm
Picture Omitted

Figure 3: For the angles a = p, a¢ = 6 p/ 8, b = p/ 8 and b¢ = 3 p/ 8 results are shown which are correlated in a way defined by Es(a,b) (11). Again, ``+'' stands for +1 and ``-'' for -1. The correlation of the results in lists a¢ and b¢ as defined by the ``inner path'' (n(a¢,b) = n(a,b) = n(a,b¢) = 0 , Es(a, b) = Es(a¢, b) = Es(a,b¢) = 1, i.e. no sign changes) is completely inconsistent with the correlation of the same results as defined by the ``outer path'' (n(a¢,b¢) = N, Es(a¢,b¢) = -1, i.e. N sign changes). Therefore the two lists bin ¢ and bout ¢ are completely sign-reversed. For correlation functions E which violate Bell s inequality the fraction of different results in the two lists bin ¢ and bout ¢ is given by the extent of the violation and reaches 100 % for the hypothetical correlation function Es as shown in this figure. Such an extreme correlation would be a two-particle analogue to the GHZ-argument.

c qm s
P = (q) = 2P++(q) = 2P- (q)q/p sin2(q/2)H(2q/ p-1)
P ¹ (q) = 2P+-(q) = 2P-+ (q)1-q/p cos2(q/2)H(1-2q/ p)
E(q) = P = (q) -P ¹ (q) 2q/ p-1 -cos(q)sgn(2q/ p-1 )

Footnotes:

1Without loss of generality we have assumed that n(a¢,b)+n(a,b)+n(a,b¢) £ N


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